Alan Jack Newman Richardson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Jack Newman Richardson, a licensed Responsible Officer with CE reference AEI864. Currently licensed at 1 firm(s): Samsung Asset Management (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.0 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
RO | Type 4 - Advising on securities | 2024-08-09 | present |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
RO | Type 9 - Asset management | 2024-08-09 | present |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-02-28 | 2024-08-09 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-02-28 | 2024-08-09 |
| RCM Asia Pacific Limited | Rep | Type 9 - Asset management | 2007-02-07 | 2008-10-11 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 - Asset management | 2006-11-15 | 2008-10-11 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-06-23 | 2006-11-14 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-18 |
| Biz Corp Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-18 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-07-25 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-18 |
| Biz Corp Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-18 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2006-11-14 |
| Biz Corp Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-08-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alan Jack Newman Richardson during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.