Ho Yin Yiu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yin Yiu (姚浩然), a licensed Responsible Officer with CE reference AEI004. Currently licensed at 2 firm(s): Hantec Wealth Management Company Limited, Hantec Securities Co. Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.2 years of SFC licence history. Total licence records on file: 22.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hantec Wealth Management Company Limited 亨達財富管理有限公司 |
RO | Type 4 - Advising on securities | 2023-02-01 | present |
| Hantec Wealth Management Company Limited 亨達財富管理有限公司 |
RO | Type 9 - Asset management | 2023-02-01 | present |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-03 | present |
| Hantec Wealth Management Company Limited 亨達財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-10-03 | 2023-02-01 |
| Hantec Wealth Management Company Limited 亨達財富管理有限公司 |
Rep | Type 9 - Asset management | 2022-10-03 | 2023-02-01 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 4 - Advising on securities | 2017-02-13 | 2022-08-16 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 4 - Advising on securities | 2009-03-27 | 2015-02-26 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 9 - Asset management | 2009-03-27 | 2022-08-16 |
| CASH Asset Management Limited 時富資產管理有限公司 |
RO | Type 9 - Asset management | 2006-06-22 | 2022-08-16 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-04-25 | 2022-08-16 |
| CASH Asset Management Limited 時富資產管理有限公司 |
Rep | Type 9 - Asset management | 2006-04-25 | 2006-06-22 |
| China Rich Asset Management Limited 中國薈智資產管理有限公司 |
Rep | Type 9 - Asset management | 2005-08-03 | 2006-04-18 |
| China Rich Asset Management Limited 中國薈智資產管理有限公司 |
RO | Type 4 - Advising on securities | 2005-07-08 | 2006-04-18 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-05 | 2006-04-18 |
| China Rich Asset Management Limited 中國薈智資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-07-05 | 2005-07-08 |
| Hing Wong Securities Limited 興旺證券有限公司 |
Rep | Type 4 - Advising on securities | 2004-01-12 | 2005-07-04 |
| Hing Wong Securities Limited 興旺證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-03 | 2005-07-04 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-11-10 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-10 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-10 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-11-10 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Yin Yiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.