Johnson Chung Shun Chow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnson Chung Shun Chow (周忠信), a licensed Responsible Officer with CE reference AEF857. Currently licensed at 1 firm(s): Global Finance Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.5 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global Finance Asset Management Limited 萬國資本有限公司 |
RO | Type 4 - Advising on securities | 2022-09-09 | present |
| Global Finance Asset Management Limited 萬國資本有限公司 |
RO | Type 9 - Asset management | 2022-09-09 | present |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 1 - Dealing in securities | 2020-12-15 | 2022-02-01 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 4 - Advising on securities | 2020-12-15 | 2022-02-01 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 9 - Asset management | 2020-12-15 | 2022-02-01 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-05-04 | 2020-01-31 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-05-04 | 2020-01-31 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
RO | Type 9 - Asset management | 2018-05-04 | 2020-01-31 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
RO | Type 1 - Dealing in securities | 2016-11-28 | 2018-04-26 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
RO | Type 4 - Advising on securities | 2016-11-28 | 2018-04-26 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
RO | Type 9 - Asset management | 2016-11-28 | 2018-04-26 |
| Centaline Securities Limited 中原證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-10-07 | 2016-03-31 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2007-05-21 | 2016-03-31 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
RO | Type 9 - Asset management | 2007-05-21 | 2016-03-31 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
RO | Type 4 - Advising on securities | 2004-04-02 | 2016-03-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-09-08 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-08 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-08 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-07 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Johnson Chung Shun Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.