Kendy Lee
李健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kendy Lee (李健), a licensed former licensee with CE reference ALF468. This person has 10.3 years of SFC licence history. Total licence records on file: 7.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
RO | Type 1 - Dealing in securities | 2013-11-12 | 2015-04-18 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-30 | 2013-11-12 |
| Centaline Securities Limited 中原證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-10-07 | 2013-07-06 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 9 - Asset management | 2008-08-21 | 2013-07-06 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2007-07-30 | 2013-07-06 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
RO | Type 4 - Advising on securities | 2007-07-30 | 2013-07-06 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-10-21 | 2007-07-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kendy Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.