Andy Chi Hong Yau
尤子康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andy Chi Hong Yau (尤子康), a licensed former licensee with CE reference ALL303. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Centaline Securities Limited 中原證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-16 | 2016-02-01 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-04 | 2016-02-01 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-12-04 | 2016-02-01 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 9 - Asset management | 2008-04-25 | 2011-12-08 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-12-08 | 2011-12-08 |