Nick Chi Yuen Tang
鄧智遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nick Chi Yuen Tang (鄧智遠), a licensed former licensee with CE reference ADZ536. This person has 15.9 years of SFC licence history. Total licence records on file: 22.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
RO | Type 1 - Dealing in securities | 2019-04-29 | 2019-07-31 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-01-18 | 2019-07-31 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-01-18 | 2019-07-31 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 4 - Advising on securities | 2018-01-18 | 2019-07-31 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2018-01-18 | 2019-07-31 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-04 | 2018-01-18 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-01-04 | 2018-01-18 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-06-03 | 2017-10-16 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2014-05-14 | 2017-10-16 |
| Win Securities Limited 贏證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-05-14 | 2017-10-16 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-03-07 | 2014-02-08 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-03-07 | 2014-02-08 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2004-01-29 | 2014-02-08 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2013-03-07 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2013-03-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-06 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-10-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-10-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nick Chi Yuen Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.