Andy Chi Ming Poon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andy Chi Ming Poon (潘志明), a licensed Representative with CE reference ADQ081. Currently licensed at 1 firm(s): Delta Asia Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.4 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-01-20 | present |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-03 | present |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-05-03 | 2026-05-21 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2021-04-30 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-10-29 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2021-04-30 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-04 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-29 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-01-04 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-04 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-29 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-04 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-04 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-04 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-04 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Andy Chi Ming Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.