Kin Man Au
歐建文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Man Au (歐建文), a licensed former licensee with CE reference ABF928. This person has 20.5 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-09-17 | 2023-12-22 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-09-17 | 2023-12-22 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 4 - Advising on securities | 2021-09-17 | 2023-12-22 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-03 | 2021-09-17 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-08-03 | 2021-09-17 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-03 | 2021-09-17 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
RO | Type 4 - Advising on securities | 2019-01-16 | 2021-04-30 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-09-25 | 2021-04-30 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-09-25 | 2021-04-30 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2017-09-25 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-10-29 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2017-09-25 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-06 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-29 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-01-06 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-06 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-29 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-04 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-04 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-06 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-06 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Man Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.