Chia Hsien Chu

朱家軒
CE No. ADC440 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chia Hsien Chu (朱家軒), a licensed former licensee with CE reference ADC440. This person has 13.8 years of SFC licence history. Total licence records on file: 16.

Information

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Licence history

FirmRoleRegulated activityFromTo
Kingsway Financial Services Group Limited
滙富金融服務有限公司
Rep Type 4 - Advising on securities 2024-12-23 2025-11-30
Quam Securities Limited
華富建業證券有限公司
Rep Type 1 - Dealing in securities 2017-06-01 2024-04-03
Quam Securities Limited
華富建業證券有限公司
Rep Type 2 - Dealing in futures contracts 2017-06-01 2024-04-03
Quam Securities Limited
華富建業證券有限公司
Rep Type 4 - Advising on securities 2017-06-01 2024-04-03
ABCI Securities Company Limited
農銀國際證券有限公司
Rep Type 1 - Dealing in securities 2012-07-03 2012-12-10
ABCI Securities Company Limited
農銀國際證券有限公司
Rep Type 4 - Advising on securities 2012-07-03 2012-12-21
Winland Wealth Management Limited
永聯財富管理有限公司
Rep Type 1 - Dealing in securities 2008-12-09 2009-03-01
South China Research Limited
南華資料研究有限公司
Rep Type 4 - Advising on securities 2006-09-25 2008-09-30
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 1 - Dealing in securities Pre-2003 2006-08-01
CES Commodities (HK) Limited
光證期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2006-08-01
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-01-20
CES Commodities (HK) Limited
光證期貨(香港)有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2004-01-20
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-01-20
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2003-07-07
CES Commodities (HK) Limited
光證期貨(香港)有限公司
Rep Type 9 - Asset management Pre-2003 2004-01-20
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 9 - Asset management Pre-2003 2004-01-20

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chia Hsien Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Sam Wan Wai Lok South China Research Limited 2006–2008
Yu Ting Chiu South China Research Limited 2006–2008
Kaiser Wing Kai Choi South China Research Limited 2006–2008
Kai Yiu Lai South China Research Limited 2006–2008
Hok Ko Gordon Wong South China Research Limited 2006–2008
Peter Yuk Fung Ng South China Research Limited 2006–2008
Suen Hong Lok South China Research Limited 2006–2008
Richard Howard Gorges South China Research Limited 2006–2008
Anthony Tean Chai Teoh South China Research Limited 2006–2008
Patrick Kwok Hung Pong South China Research Limited 2006–2008
Raymond Man Wai Ching South China Research Limited 2006–2008
Shu Cheung Wong South China Research Limited 2007–2008
Pui Lam Yue Kingsway Financial Services Group Limited 2024–2025
Tsz Kin Yeung South China Research Limited 2007–2008
Enyan Liu Kingsway Financial Services Group Limited 2024–2025
David Ka Lok Yuen South China Research Limited 2007–2008
David Tai Wai Yen South China Research Limited 2006–2007
Chi Fu Lam South China Research Limited 2006–2007
Raymond Ho Ming Chan South China Research Limited 2008
Joseph Cho Yam Chang Kingsway Financial Services Group Limited 2024–2025

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