Raymond Ho Ming Chan
陳浩銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Ho Ming Chan (陳浩銘), CE reference AQJ203. Currently licensed at 1 firm(s): SinoPac Securities (Asia) Limited . Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2020-04-17 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-06 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-11-06 | present |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-25 | 2013-12-31 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-20 | 2013-04-02 |
| Berich Futures (H.K.) Company Limited 百裕期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-04-20 | 2013-04-02 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-25 | 2008-09-20 |