Raymond Ho Ming Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Ho Ming Chan (陳浩銘), a licensed Representative with CE reference AQJ203. Currently licensed at 1 firm(s): SinoPac Securities (Asia) Limited . Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. This person has 10.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2020-04-17 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-06 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-11-06 | present |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-11-25 | 2013-12-31 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-20 | 2013-04-02 |
| Berich Futures (H.K.) Company Limited 百裕期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-04-20 | 2013-04-02 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 - Advising on securities | 2008-01-25 | 2008-09-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Raymond Ho Ming Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.