David Ka Lok Yuen
阮家洛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Ka Lok Yuen (阮家洛), a licensed former licensee with CE reference ALW487. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-10 | 2020-03-31 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-03 | 2016-03-01 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-19 | 2011-03-31 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-19 | 2016-03-01 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 - Advising on securities | 2007-12-31 | 2008-09-20 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-05-09 | 2005-07-11 |