Kai Wah Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Wah Chan (陳啟華), a licensed Responsible Officer with CE reference ADA872. Currently licensed at 1 firm(s): OSL Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.6 years of SFC licence history. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OSL Asset Management Limited | RO | Type 1 - Dealing in securities | 2025-09-02 | present |
| OSL Asset Management Limited | RO | Type 4 - Advising on securities | 2025-09-02 | present |
| OSL Asset Management Limited | RO | Type 9 - Asset management | 2025-09-02 | present |
| Poly Treasure Holdings Limited 保利控股財金有限公司 |
RO | Type 9 - Asset management | 2019-09-17 | 2024-11-15 |
| Poly Treasure Holdings Limited 保利控股財金有限公司 |
RO | Type 1 - Dealing in securities | 2018-05-15 | 2024-11-15 |
| Poly Treasure Holdings Limited 保利控股財金有限公司 |
RO | Type 4 - Advising on securities | 2018-05-15 | 2024-11-15 |
| Times Securities Company Limited 時代證券有限公司 |
RO | Type 1 - Dealing in securities | 2004-03-12 | 2018-02-28 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-03-12 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-26 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-26 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Wah Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.