Kam Yee So
蘇錦儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Yee So (蘇錦儀), a licensed former licensee with CE reference AGA248. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-08 | 2017-11-01 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-11-22 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-06 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-06 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-06 |