Wai Leung Lo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Leung Lo (盧偉良), a licensed Responsible Officer with CE reference ADA869. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.4 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2008-04-09 | present |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2008-04-09 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2008-04-09 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-25 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2008-04-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Leung Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.