Wai Kit Lam
林惠傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kit Lam (林惠傑), a licensed former licensee with CE reference ACQ914. This person has 15.6 years of SFC licence history. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FT Securities Limited 富通證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-05-21 | 2018-12-08 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 4 - Advising on securities | 2012-05-21 | 2018-12-08 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
Rep | Type 9 - Asset management | 2009-09-03 | 2012-05-01 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
RO | Type 4 - Advising on securities | 2009-09-03 | 2012-05-01 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2009-05-13 | 2012-05-01 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2008-10-29 | 2012-05-01 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-10-29 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-02 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-02 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Kit Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.