Wing Fai Tse
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Fai Tse (謝榮輝), a licensed Responsible Officer with CE reference ACJ702. Currently licensed at 1 firm(s): Digital Climate Securities HK Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 23.1 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Digital Climate Securities HK Limited |
RO | Type 1 - Dealing in securities | 2024-12-23 | present |
| Digital Climate Securities HK Limited |
RO | Type 4 - Advising on securities | 2024-12-23 | present |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 1 - Dealing in securities | 2021-06-16 | 2024-11-22 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-06-16 | 2024-11-22 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 9 - Asset management | 2013-09-02 | 2024-11-22 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 4 - Advising on securities | 2012-06-21 | 2024-11-22 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2012-06-21 | 2024-11-22 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-06 | 2021-06-16 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-03-06 | 2021-06-16 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 4 - Advising on securities | 2005-01-18 | 2011-01-14 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 5 - Advising on futures contracts | 2005-01-18 | 2011-01-14 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 9 - Asset management | 2005-01-18 | 2011-01-14 |
| AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2012-02-29 |
| AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2012-02-29 |
| AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-03 |
| AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2012-02-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Fai Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.