Pui Lan Ip
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Lan Ip (葉佩蘭), a licensed Representative with CE reference ACJ206. Currently licensed at 4 firm(s): Emperor Wealth Management Limited, Emperor Futures Limited, Emperor International Exchange (Hong Kong) Company Limited, Emperor Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 3 - Leveraged foreign exchange trading; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 22.9 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-27 | present |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-03-24 | present |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2007-06-07 | present |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-14 | present |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-11-14 | present |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2005-11-14 | present |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-24 | 2005-05-20 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2003-09-24 | 2005-05-20 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-05-20 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-09-22 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Lan Ip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.