Nicholas Kwan Chak Law
羅君澤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Kwan Chak Law (羅君澤), a licensed former licensee with CE reference ACI771. This person has 14.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-31 | 2021-04-09 |
| Giga (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2006-11-16 | 2009-12-11 |
| Giga (Hong Kong) Limited | Rep | Type 9 - Asset management | 2006-11-16 | 2009-12-11 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-17 | 2006-11-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-09-23 | 2004-12-13 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2004-09-23 | 2004-12-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas Kwan Chak Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.