Nelson Shing Hing So
蘇盛興
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nelson Shing Hing So (蘇盛興), a licensed Responsible Officer with CE reference ACH779. Currently licensed at 1 firm(s): ADMIS Hong Kong Limited. Active regulated activities: Type 2 - Dealing in futures contracts. This person has 19.4 years of SFC licence history. Total licence records on file: 28.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2026-07-10 | present |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-05-02 | 2023-04-06 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-04 | 2023-04-06 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-01-04 | 2023-04-06 |
| Marex Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2011-07-04 | 2012-07-30 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-10-13 | 2011-05-23 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-10-13 | 2011-05-23 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-15 | 2009-07-31 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-05-15 | 2011-05-23 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-05-15 | 2009-07-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 - Providing automated trading services | 2008-05-15 | 2009-07-31 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2006-10-02 | 2008-04-17 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2006-10-02 | 2008-04-17 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2006-10-02 | 2008-04-17 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2006-10-02 | 2008-04-17 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-06-17 | 2006-09-30 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-06-17 | 2005-02-04 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-06-17 | 2006-09-30 |
| HSBC Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-05-24 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-05-24 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-05-24 |
| HSBC Securities (Asia) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-06 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-04-06 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-08-29 |
| HSBC Securities (Asia) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-06 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-04-06 |
| HSBC Securities (Asia) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-04-06 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 9 - Asset management | Pre-2003 | 2003-08-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nelson Shing Hing So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.