Norman Kai Keung Li
李繼強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Norman Kai Keung Li (李繼強), a licensed Responsible Officer with CE reference ACD880. Currently licensed at 1 firm(s): IAM Legacy Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.1 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IAM Legacy Limited 星安傳承有限公司 |
RO | Type 4 - Advising on securities | 2007-08-21 | present |
| IAM Legacy Limited 星安傳承有限公司 |
RO | Type 9 - Asset management | 2007-08-21 | present |
| JS Securities Limited 晉商證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-01-20 | 2013-12-31 |
| Kaiser KT Capital Limited 嘉信開泰融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-10-03 | 2014-02-06 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2003-08-05 | 2006-04-24 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 4 - Advising on securities | 2003-08-05 | 2006-04-24 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 9 - Asset management | 2003-08-05 | 2006-04-24 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-06-06 | 2003-08-05 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2006-04-24 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2004-03-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Norman Kai Keung Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.