Leung Kwan Louie
雷樑坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leung Kwan Louie (雷樑坤), a licensed former licensee with CE reference AQE309. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaiser KT Capital Limited 嘉信開泰融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-01-02 | 2021-06-13 |
| Kaiser KT Capital Limited 嘉信開泰融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-04-09 | 2020-01-02 |
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-11 | 2015-08-15 |
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-11 | 2015-08-15 |
| JS Securities Limited 晉商證券有限公司 |
RO | Type 4 — Advising on securities | 2015-01-27 | 2015-05-11 |
| JS Securities Limited 晉商證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-03-26 | 2015-05-11 |
| Kaiser KT Capital Limited 嘉信開泰融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-05-30 | 2015-08-15 |
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-20 | 2013-03-26 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-12 | 2011-04-29 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-05-12 | 2011-04-29 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-18 | 2008-10-08 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-12-18 | 2008-10-08 |