David Wai Loh
陸偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Wai Loh (陸偉), a licensed Responsible Officer with CE reference ACC359. Currently licensed at 1 firm(s): D.J. Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 23.6 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| D.J. Securities Limited 申新證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| D.J. Securities Limited 申新證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | present |
| D.J. Securities Limited 申新證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-30 |
| D.J. Securities Limited 申新證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-30 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as David Wai Loh during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Shuk Kwan Cho | D.J. Securities Limited | 2003–2012 |
| Kai Yip Ho | D.J. Securities Limited | 2011–2016 |
| Andrew Yue Tak Chan | D.J. Securities Limited | 2017–2021 |
| Ho Wang Cedric Ip | D.J. Securities Limited | 2022–present |
| Man Yan Yau | D.J. Securities Limited | 2018–2022 |
| Man Wing Chan | D.J. Securities Limited | 2021–2025 |
| Kin Wah Ng | D.J. Securities Limited | 2018–2021 |
| Wai Wong | D.J. Securities Limited | 2016–2018 |
| Robert Siu Chung Wong | D.J. Securities Limited | 2016–2018 |
| Tin Chu Lau | D.J. Securities Limited | 2003 |
| Chi Kong Charles Chan | D.J. Securities Limited | 2022 |