Wai Wan Ting

丁慧雲
CE No. ABS171 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Wan Ting (丁慧雲), a licensed former licensee with CE reference ABS171. This person has 8.9 years of SFC licence history. Total licence records on file: 12.

Information

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Licence history

FirmRoleRegulated activityFromTo
Huaxin Futures Limited
華信期貨有限公司
RO Type 2 - Dealing in futures contracts 2015-11-10 2017-09-08
Wakestar Advisors Limited
基閾顧問有限公司
RO Type 9 - Asset management 2010-12-15 2011-12-31
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 1 - Dealing in securities 2008-12-12 2010-12-01
CES Commodities (HK) Limited
光證期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2008-12-12 2010-12-01
CES International Commodities (HK) Limited Rep Type 2 - Dealing in futures contracts 2008-12-12 2010-12-01
ABN AMRO Clearing Hong Kong Limited
Rep Type 1 - Dealing in securities Pre-2003 2007-04-30
ABN AMRO Clearing (Futures) Hong Kong Limited Rep Type 2 - Dealing in futures contracts Pre-2003 2007-04-30
ABN AMRO Clearing Hong Kong Limited
Rep Type 4 - Advising on securities Pre-2003 2005-02-15
ABN AMRO Clearing (Futures) Hong Kong Limited Rep Type 5 - Advising on futures contracts Pre-2003 2005-02-15
ABN AMRO Clearing (Futures) Hong Kong Limited Rep Type 7 - Providing automated trading services Pre-2003 2005-03-03
ABN AMRO Clearing Hong Kong Limited
Rep Type 7 - Providing automated trading services Pre-2003 2005-03-03
ABN AMRO Clearing (Futures) Hong Kong Limited Rep Type 9 - Asset management Pre-2003 2005-02-15

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Wan Ting during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Michael James Wheeler ABN AMRO Clearing (Futures) Hong Kong Limited 2003–2007
Anthony Hewitt Stevens ABN AMRO Clearing (Futures) Hong Kong Limited 2003–2007
Io Fong Ho ABN AMRO Clearing (Futures) Hong Kong Limited 2003–2007
Elaine Yee Ling Sung ABN AMRO Clearing (Futures) Hong Kong Limited 2003–2007
Hung Ki Lo ABN AMRO Clearing Hong Kong Limited 2003–2007
Pang Teck Yong ABN AMRO Clearing (Futures) Hong Kong Limited 2003–2005
Joseph Billy Chak Yuen Cheng ABN AMRO Clearing (Futures) Hong Kong Limited 2003–2007
Louis Ka Ho Cheung ABN AMRO Clearing (Futures) Hong Kong Limited 2003–2006
Yik Wong ABN AMRO Clearing (Futures) Hong Kong Limited 2004–2007
Yu On Lam CES International Commodities (HK) Limited 2008–2010
Douglas Wai Huen Chen CES International Commodities (HK) Limited 2008–2010
Grace Yan Shuen Chan CES International Commodities (HK) Limited 2008–2010
German Kin Shing Wan CES International Commodities (HK) Limited 2008–2010
Han Yin Tang Wakestar Advisors Limited 2010–2011
Wai Ching Kong Wakestar Advisors Limited 2010–2011
Wai Leung Lee Huaxin Futures Limited 2015–2017
Nico Torchetti ABN AMRO Clearing Hong Kong Limited 2004–2007
Barry Neil Parker ABN AMRO Clearing (Futures) Hong Kong Limited 2005–2007
Kwok Cheung Tam ABN AMRO Clearing Hong Kong Limited 2003–2006
Samuel Man Fat Lee ABN AMRO Clearing Hong Kong Limited 2003–2004

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