Robert John Richard Owen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert John Richard Owen, a licensed Responsible Officer with CE reference ABQ936. Currently licensed at 1 firm(s): Softech Investment Management Company Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.7 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 4 - Advising on securities | 2013-07-16 | present |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 9 - Asset management | 2013-07-16 | present |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 4 - Advising on securities | 2013-07-16 | 2015-09-15 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 9 - Asset management | 2013-07-16 | 2015-09-15 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-12-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-07-15 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-12-29 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-12-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-07-15 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-10-25 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-15 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-12-29 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-09-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-07-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Robert John Richard Owen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.