Siu Man Chan
陳少文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Man Chan (陳少文), a licensed former licensee with CE reference AAZ154. This person has 15.4 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-28 | 2019-02-13 |
| YF Futures Company Limited 怡發期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-03-29 | 2019-02-13 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2006-07-03 | 2016-10-01 |
| Phoenix Capital Futures Limited 英明期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-07-03 |
| Phoenix Capital Futures Limited 英明期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2005-01-21 |
| Phoenix Capital Futures Limited 英明期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-01-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Man Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.