Chung Shing Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Shing Chan (陳仲成), a licensed Responsible Officer with CE reference AAZ019. Currently licensed at 2 firm(s): Wing Fung Securities Limited, Wing Fung Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. This person has 22.5 years of SFC licence history. Total licence records on file: 23.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 9 - Asset management | 2019-06-25 | present |
| Wing Fung Securities Limited 永豐證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-07-23 | present |
| Wing Fung Futures Limited 永豐期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-07-23 | present |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-19 | 2018-07-23 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-10-19 | 2018-07-23 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-09 | 2015-05-15 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-10-10 | 2015-05-15 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2012-01-03 | 2012-11-30 |
| HSBC Futures (Singapore) Pte Ltd | RO | Type 2 - Dealing in futures contracts | 2010-01-07 | 2011-09-24 |
| HSBC Futures (Singapore) Pte Ltd | RO | Type 5 - Advising on futures contracts | 2010-01-07 | 2011-09-24 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-08-27 | 2011-09-24 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 - Dealing in futures contracts | 2009-08-27 | 2010-01-07 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-10-15 | 2009-06-20 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-10-15 | 2009-06-20 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-03-18 | 2009-06-20 |
| Newedge Broker Limited 新際經紀有限公司 |
RO | Type 1 - Dealing in securities | 2004-01-05 | 2009-06-20 |
| Newedge Broker Limited 新際經紀有限公司 |
RO | Type 2 - Dealing in futures contracts | 2004-01-05 | 2009-06-20 |
| Newedge Broker Limited 新際經紀有限公司 |
RO | Type 7 - Providing automated trading services | 2004-01-05 | 2009-06-20 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-01-05 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-01-05 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-06-07 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-01-05 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chung Shing Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.