Dennis Chun Fai Lau
劉振輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis Chun Fai Lau (劉振輝), a licensed former licensee with CE reference AAW772. This person has 4.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aviva Portfolio Investment Services Limited |
RO | Type 1 - Dealing in securities | 2009-04-30 | 2009-05-15 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2007-05-21 | 2008-10-08 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 - Advising on securities | 2006-04-12 | 2007-01-10 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2005-05-04 | 2007-01-10 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 - Advising on securities | 2003-11-13 | 2005-08-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dennis Chun Fai Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.