Lai Wan Winnie Kong
江麗雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Wan Winnie Kong (江麗雲), a licensed Responsible Officer with CE reference AAM240. Currently licensed at 1 firm(s): CNI Global Capital Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 23.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNI Global Capital Limited 中國北方環球資本有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | present |
| Optima Capital Limited 創越融資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lai Wan Winnie Kong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.