Wing Tai Chan
陳榮泰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Tai Chan (陳榮泰), a licensed former licensee with CE reference AAH244. This person has 8.0 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 4 - Advising on securities | 2006-09-04 | 2011-03-31 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2011-03-31 |
| LGT Investment Management (Asia) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-02 |
| LGT Investment Management (Asia) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-02 |
| LGT Investment Management (Asia) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-03-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Tai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.