Philip Niem
嚴剛良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Niem (嚴剛良), a licensed Responsible Officer with CE reference AAE608. Currently licensed at 1 firm(s): Harmony Wealth Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmony Wealth Management Limited 匯晉資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-01-06 | present |
| Harmony Wealth Management Limited 匯晉資產管理有限公司 |
RO | Type 9 - Asset management | 2023-01-06 | present |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-14 | 2022-12-08 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-01-14 | 2022-12-08 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-05-09 | 2021-01-14 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
RO | Type 9 - Asset management | 2019-05-09 | 2021-01-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Philip Niem during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.