Kok Wah Lau
劉國華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kok Wah Lau (劉國華), a licensed Responsible Officer with CE reference AAA605. Currently licensed at 1 firm(s): Modus Asset Management Limited. Active regulated activities: Type 9 - Asset management. This person has 17.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Modus Asset Management Limited | RO | Type 9 - Asset management | 2021-09-02 | present |
| GROW Asset Management (HK) Limited |
RO | Type 9 - Asset management | 2015-01-09 | 2020-07-14 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-01 | 2012-08-17 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-01 | 2012-08-17 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-04-01 | 2012-08-17 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2009-10-29 | 2011-04-01 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2005-03-24 | 2011-04-01 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2005-03-24 | 2011-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kok Wah Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.