Joyce Sze Nga Chan
陳思雅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joyce Sze Nga Chan (陳思雅), a licensed former licensee with CE reference AMY455. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GCM Investments Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2014-10-21 | 2017-08-18 |
| GCM Investments Hong Kong Limited | Rep | Type 4 — Advising on securities | 2014-10-21 | 2017-08-18 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-31 | 2014-09-30 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-07-31 | 2014-09-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-01-23 | 2008-02-29 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2006-01-23 | 2008-02-29 |