Chi Wing Ng

吳志榮
CE No. AAA271 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wing Ng (吳志榮), a licensed former licensee with CE reference AAA271. This person has 0.8 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
RBC Investment Services (Asia) Limited
加皇投資理財有限公司
Rep Type 1 - Dealing in securities 2004-07-15 2005-03-17
RBC Investment Services (Asia) Limited
加皇投資理財有限公司
Rep Type 4 - Advising on securities 2004-07-15 2005-03-17
iMarkets Structured Products Limited Rep Type 4 - Advising on securities 2004-06-15 2004-07-15

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Wing Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chun Cheung RBC Investment Services (Asia) Limited 2004–2005
Chi Ming Cheung RBC Investment Services (Asia) Limited 2004–2005
Karen Hang Yin Cheung RBC Investment Services (Asia) Limited 2004–2005
Sze Ling Chow RBC Investment Services (Asia) Limited 2004–2005
Darius Man Chiu Cheng RBC Investment Services (Asia) Limited 2004–2005
Kit Fong Kwan RBC Investment Services (Asia) Limited 2004–2005
Karen Ka Pik Shiu RBC Investment Services (Asia) Limited 2004–2005
Polly Pui Lee Wong RBC Investment Services (Asia) Limited 2004–2005
Christian Leong Hei Chan RBC Investment Services (Asia) Limited 2004–2005
Kwok Kee Ng RBC Investment Services (Asia) Limited 2004–2005
Doris Sau Ying Chan RBC Investment Services (Asia) Limited 2004–2005
Karic Sze Dat Au RBC Investment Services (Asia) Limited 2004–2005
Yee Man Chau RBC Investment Services (Asia) Limited 2004–2005
Jazreel Yeun Yee Cheng RBC Investment Services (Asia) Limited 2004–2005
Christopher Simon Francis Harvey-Fros RBC Investment Services (Asia) Limited 2004–2005
Francis Shui Pung Ka RBC Investment Services (Asia) Limited 2004–2005
David Wai Kam Ka RBC Investment Services (Asia) Limited 2004–2005
Inna King Man Kung RBC Investment Services (Asia) Limited 2004–2005
Wing Kit Ling RBC Investment Services (Asia) Limited 2004–2005
Ting Wah Leung RBC Investment Services (Asia) Limited 2004–2005

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