Audax Management Company (HK) Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Audax Management Company (HK) Limited, a Hong Kong-based licensed corporation with CE reference BVN338. Currently licensed for regulated activity type(s) 1 - Dealing in securities. Current licensed staff on file: 3 (total recorded over time: 4). Earliest licence on file: 2025-03-20.
- Category:
-
Buyside · Private equity / VC ?
- Registered address:
- Unit 2510, Level 25, Prosperity Tower, No. 39 Queen's Road Central, Central
- Website:
- LinkedIn:
Report incorrect info
Reported - thank you
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2025-03-20 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Richard Harris | RO 1 | 2025-08 | Present |
| Daniel Harris Weintraub | RO 1 | 2025-03 | Present |
| Yeo Ji Shin | Rep 1 | 2025-08 | Present |
| Audrey Ying Jun Low | RO 1 | 2025-03 | 2025-06 |
Showing 1–4 of 4
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 - 1607 staff - 1 shared activity type - 中國國際金融香港證券有限公司
CLSA Limited
CE AAB893 - 1366 staff - 1 shared activity type - 中信里昂證券有限公司
Morgan Stanley Asia Limited
CE AAD291 - 947 staff - 1 shared activity type - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 928 staff - 1 shared activity type - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 846 staff - 1 shared activity type - 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 - 552 staff - 1 shared activity type - 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 - 479 staff - 1 shared activity type - 花旗環球金融亞洲有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 467 staff - 1 shared activity type - 招商證券(香港)有限公司