Dawning Asset Management Limited
大盈資產管理有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dawning Asset Management Limited (大盈資產管理有限公司), a Hong Kong-based licensed corporation with CE reference BVG035. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 9 (total recorded over time: 9). Earliest licence on file: 2026-02-16.
- Category:
-
Sell side · Wealth management ?
- Registered address:
- Suite No. 09A, 12th Floor, Tower 1, China Hong Kong City, 33 Canton Road, Kowloon
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2026-02-16 | present |
| Type 4 - Advising on securities | 2026-02-16 | present |
| Type 9 - Asset management | 2026-02-16 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (9)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Xiaoming Deng 鄧晓明 | RO 1, 4, 9 | 2026-02 | Present |
| Fong Chun Ng 吳方俊 | RO 1, 4, 9 | 2026-02 | Present |
| Chui Yuk Cheung 張翠育 | Rep 1 | 2026-05 | Present |
| Thomas Kwun Tak Sun 孫烱德 | Rep 1 | 2026-07 | Present |
| Hao Wu 吴昊 | Rep 1 | 2026-06 | Present |
| Jiajie Wu 伍嘉杰 | Rep 1 | 2026-06 | Present |
| Xu Yang 楊旭 | Rep 1 | 2026-05 | Present |
| Lai Shun Yau 邱禮信 | Rep 1 | 2026-05 | Present |
| Ka Chun Yim 嚴嘉駿 | Rep 1, 4 | 2026-07 | Present |
Showing 1–9 of 9
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 904 staff - 3 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 890 staff - 3 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 3 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 437 staff - 3 shared activity types - 光大證券投資服務（香港）有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 411 staff - 3 shared activity types - 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 406 staff - 3 shared activity types - 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 319 staff - 3 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 273 staff - 3 shared activity types - 瑞穗證券亞洲有限公司