OSL Asset Management Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for OSL Asset Management Limited, a Hong Kong-based licensed corporation with CE reference BTF661. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 4 (total recorded over time: 11). Earliest licence on file: 2023-04-25.
- Registered address:
- 39/F, Lee Garden One, 33 Hysan Avenue, Causeway Bay
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2023-04-25 | present |
| Type 4 - Advising on securities | 2023-04-25 | present |
| Type 9 - Asset management | 2023-04-25 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (11)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kai Wah Chan 陳啟華 | RO 1, 4, 9 | 2025-09 | Present |
| Tao Chen 陳韜 | RO 1, 4 Rep 9 | 2025-09 | Present |
| Jiafeng Xiao 肖家烽 | RO 1, 4, 9 Rep 4, 9 | 2025-08 | Present |
| Wanping Sun 孫婉平 | Rep 1, 4, 9 | 2025-11 | Present |
| Wang Chan 陳宏 | RO 1, 4, 9 | 2023-04 | 2024-06 |
| Hin Ting James Ko 高軒庭 | RO 1, 4, 9 | 2024-09 | 2025-07 |
| Tony Wing Chung Luk 陸永頌 | RO 1, 4, 9 | 2024-11 | 2025-08 |
| Andrew Ka Chun Ng 吳家竣 | RO 1, 4, 9 Rep 1, 4, 9 | 2023-10 | 2024-04 |
| Ying Wai So 蘇英煒 | RO 1, 4, 9 | 2024-06 | 2024-11 |
| Ka Wo Sze 施嘉和 | RO 1, 4, 9 | 2023-04 | 2024-04 |
| Aijia Xu 許艾嘉 | Rep 1, 4, 9 | 2023-05 | 2023-07 |
Showing 1–11 of 11
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 910 staff - 3 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 896 staff - 3 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 851 staff - 3 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 434 staff - 3 shared activity types - 光大證券投資服務(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 3 shared activity types - 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 404 staff - 3 shared activity types - 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 324 staff - 3 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 269 staff - 3 shared activity types - 瑞穗證券亞洲有限公司