CIFM Asset Management (Hong Kong) Limited
上投摩根資產管理(香港)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CIFM Asset Management (Hong Kong) Limited (上投摩根資產管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AXG991. Current licensed staff on file: 0 (total recorded over time: 37). Earliest licence on file: 2011-07-20.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2014-06-04 | 2023-11-03 |
| Type 4 - Advising on securities | 2011-07-20 | 2023-11-03 |
| Type 9 - Asset management | 2011-07-20 | 2023-11-03 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (37)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Shing Lone Gerald Yeung 楊成龍 | RO 1, 4, 9 | 2018-11 | 2023-11 |
| Eddy Tai Che Wong 王大智 | RO 1, 4, 9 | 2019-09 | 2023-07 |
| Xiao Xu 徐曉 | Rep 1 | 2021-02 | 2023-07 |
| Wei Lun Chung 鍾維倫 | RO 1, 4, 9 Rep 4, 9 | 2012-09 | 2021-08 |
| Shu Wan Chang 張淑婉 | RO 1, 4, 9 Rep 4, 9 | 2014-07 | 2021-07 |
| Kai Lim Cheung 張啟廉 | RO 4, 9 Rep 4, 9 | 2017-09 | 2021-07 |
| Yifang Wang 王奕放 | Rep 4 | 2017-12 | 2020-10 |
| Yu Lam Tang 鄧榆霖 | Rep 1, 4, 9 | 2019-02 | 2020-09 |
| Kwan Wai Tang 鄧君偉 | Rep 4 | 2017-01 | 2020-09 |
| Ming Zhong 鍾嗚 | Rep 1, 4 | 2016-10 | 2020-04 |
| Virginia Hiu Ying Lau 劉曉螢 | Rep 1, 4 | 2018-10 | 2019-12 |
| Jenny Fong Wa Szeto 司徒芳華 | RO 1, 4, 9 Rep 4, 9 | 2013-03 | 2019-12 |
| Chun Pan 潘淳 | Rep 1, 4 | 2018-02 | 2019-06 |
| Hoi Hing Keung 姜凱馨 | Rep 4, 9 | 2017-11 | 2018-12 |
| Chung Ping Leung 梁仲平 | Rep 4, 9 | 2016-08 | 2018-11 |
| Shih-Wei Shuai 帥仕偉 | Rep 1, 4, 9 | 2016-02 | 2018-10 |
| Yaqian Ou 歐雅倩 | Rep 1, 4, 9 | 2015-06 | 2018-09 |
| Kun-Sheng Huang 黃崑盛 | Rep 1, 4 | 2016-08 | 2017-12 |
| An Li Yu 余安麗 | Rep 1, 4 | 2016-12 | 2017-10 |
| Chin Yueh Chen 陳金岳 | RO 1, 4, 9 Rep 1, 4, 9 | 2011-07 | 2017-07 |
| Ming-Fu Ho 侯明甫 | RO 1, 4, 9 | 2011-07 | 2017-03 |
| Chengdong Guo 郭成東 | Rep 4, 9 | 2013-11 | 2016-09 |
| Ying Hu 胡穎 | Rep 9 | 2013-07 | 2016-09 |
| Feng Zhao 趙峰 | Rep 9 | 2013-07 | 2016-09 |
| Hao Zhou 周浩 | Rep 9 | 2013-05 | 2016-09 |
| Qing Chen 陳青 | Rep 1, 4, 9 | 2013-11 | 2016-05 |
| Xuan Wang 王炫 | Rep 9 | 2013-07 | 2016-02 |
| Anthony Kai Yin Ho 何啟賢 | RO 1, 4, 9 Rep 1, 4, 9 | 2014-10 | 2015-09 |
| Kwok Chee Chong 莊國幟 | Rep 1, 4, 9 | 2012-12 | 2015-07 |
| Yunkai Xu 許運凱 | Rep 4, 9 | 2013-11 | 2015-07 |
| Cheng Wang 王成 | Rep 9 | 2013-07 | 2014-10 |
| Shuk Fan Chung 鍾淑芬 | RO 1, 4, 9 Rep 4, 9 | 2013-03 | 2014-07 |
| Ka Kin Pang 彭家健 | Rep 4, 9 | 2013-09 | 2014-05 |
| Anle Yang 楊安樂 | Rep 4, 9 | 2013-11 | 2014-04 |
| Linjuan Qian 錢琳涓 | Rep 4, 9 | 2011-11 | 2012-12 |
| Tsui Yao Huang 黃翠瑤 | RO 4, 9 Rep 4, 9 | 2011-09 | 2012-11 |
| Yung-Ping Shih 石永平 | RO 4, 9 | 2011-07 | 2012-03 |
Showing 1–37 of 37