Tsui Yao Huang
黃翠瑤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsui Yao Huang (黃翠瑤), a licensed former licensee with CE reference AXZ842. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-02-16 | 2012-11-01 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2012-02-16 | 2012-11-01 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-07 | 2012-02-16 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-09-07 | 2012-02-16 |