Ka Kin Pang
彭家健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Kin Pang (彭家健), a licensed Representative with CE reference BBW419. Currently licensed at 2 firm(s): HSBC Global Asset Management (Hong Kong) Limited, HSBC Investment Funds (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-12-20 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-12-20 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-12-20 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-12-20 | present |
| Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-23 | 2018-04-13 |
| Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-23 | 2018-04-13 |
| Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司 |
Rep | Type 9 — Asset management | 2014-11-04 | 2018-04-13 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-17 | 2014-05-23 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-09-17 | 2014-05-23 |