FRM Hong Kong Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for FRM Hong Kong Limited, a Hong Kong-based licensed corporation with CE reference AQQ550. Current licensed staff on file: 0 (total recorded over time: 12). Earliest licence on file: 2008-05-14.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2008-05-14 | 2013-01-08 |
| Type 9 - Asset management | 2009-01-09 | 2013-01-08 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (12)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Patric Michel Wynne de Gentile-Williams | Rep 1 | 2009-01 | 2012-07 |
| Margaux Joy Engelbrecht | Rep 1, 9 | 2008-05 | 2012-07 |
| Marc Michael Fisher | RO 1, 9 | 2010-05 | 2012-07 |
| Katrina Yuet Ming Kong 江月明 | Rep 1, 9 | 2008-08 | 2012-07 |
| Clive Richard Peggram | RO 1, 9 Rep 1 | 2009-01 | 2012-07 |
| Yue Wang 王悅 | Rep 1, 9 | 2010-07 | 2012-07 |
| Sik Meng Pang 彭植敏 | Rep 1, 9 | 2010-06 | 2011-01 |
| Robin Malcolm Duxfield | RO 1, 9 | 2008-05 | 2010-06 |
| King Lun Au 區景麟 | RO 1, 9 | 2008-09 | 2010-04 |
| Neil Lawrence Mason | Rep 1 | 2009-01 | 2010-03 |
| Lindsay Sarah Jones | Rep 1, 9 | 2008-05 | 2009-07 |
| Paul Fraser Dunning | RO 1, 9 | 2008-05 | 2009-03 |
Showing 1–12 of 12