Thaddeus Capital Management (HK) Limited

CE No. AOE131 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thaddeus Capital Management (HK) Limited, a Hong Kong-based licensed corporation with CE reference AOE131. Current licensed staff on file: 0 (total recorded over time: 12). Earliest licence on file: 2007-03-07.

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 9 - Asset management 2007-03-07 2012-06-28

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (12)

Active on date
Name Activities First licensed To
Grant Chan 陳國柱 RO 9 Rep 9 2007-10 2012-02
Paul Ka Kit Lau 劉家傑 Rep 9 2007-09 2012-02
Ha Lee 李霞 Rep 9 2007-05 2012-02
Charle Ong Peza RO 9 2007-03 2012-02
Paul Sheehan RO 9 2007-03 2012-02
Eva Hoi Ki Lau 劉海琪 Rep 9 2007-05 2012-02
Agnes Yuen Yee Ho 何婉兒 Rep 9 2008-02 2012-01
Seung Ah Lee Rep 9 2007-03 2012-01
Peter James Milliken Rep 9 2008-04 2012-01
Nicholas Edward Spratt Rep 9 2007-07 2012-01
Yvonne Yuen Kee Wong 王琬琦 Rep 9 2008-08 2009-11
Kevin Evelyn Chan Rep 9 2007-06 2007-07
Showing 1–12 of 12

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