Kevin Evelyn Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Evelyn Chan, a licensed former licensee with CE reference AHA565. This person has 6.2 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 9 - Asset management | 2013-05-22 | 2015-07-06 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-05-04 | 2015-07-06 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2012-05-04 | 2013-05-22 |
| Chater Capital Advisors (Hong Kong) Limited | RO | Type 9 - Asset management | 2010-02-19 | 2011-01-13 |
| Thaddeus Capital Management (HK) Limited | Rep | Type 9 - Asset management | 2007-06-04 | 2007-07-25 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2004-02-04 | 2005-06-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2004-02-04 | 2005-06-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-19 | 2005-06-07 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2003-05-28 | 2004-01-12 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-05-28 | 2004-01-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kevin Evelyn Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.