Kevin Evelyn Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Evelyn Chan ( ), a licensed former licensee with CE reference AHA565. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 9 — Asset management | 2013-05-22 | 2015-07-06 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-05-04 | 2015-07-06 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-05-04 | 2013-05-22 |
| Chater Capital Advisors (Hong Kong) Limited | RO | Type 9 — Asset management | 2010-02-19 | 2011-01-13 |
| Thaddeus Capital Management (HK) Limited | Rep | Type 9 — Asset management | 2007-06-04 | 2007-07-25 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2004-02-04 | 2005-06-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-02-04 | 2005-06-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-19 | 2005-06-07 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-28 | 2004-01-12 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-05-28 | 2004-01-12 |