Tung Wui Securities Company Limited
東匯證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tung Wui Securities Company Limited (東匯證券有限公司), a Hong Kong-based licensed corporation with CE reference ADV679. Currently licensed for regulated activity type(s) 1 - Dealing in securities. Current licensed staff on file: 2 (total recorded over time: 4).
- Category:
-
Sell side · Wealth management ?
- Registered address:
- 802-3 Tung Ming Building, 40-2 Des Voeux Road Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 4 - Advising on securities | Pre-2003 | 2004-09-27 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-27 |
| Type 9 - Asset management | Pre-2003 | 2004-09-27 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Lien Fan Ng Chu 吳朱蓮芬 | RO 1, 4, 6, 9 | Pre-2003 | Present |
| Ka Yee Yeung 楊家儀 | RO 1 Rep 1 | 2005-04 | Present |
| Cheung Fat Chu 朱鏘發 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2017-12 |
| Betty Kar Chun Chu 朱家珍 | Rep 1 | 2011-06 | 2011-11 |
Showing 1–4 of 4
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