Richmond Asset Management Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richmond Asset Management Limited, a Hong Kong-based licensed corporation with CE reference ABA047. Current licensed staff on file: 0 (total recorded over time: 27).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | Pre-2003 | 2016-11-01 |
| Type 5 - Advising on futures contracts | Pre-2003 | 2005-01-13 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-13 |
| Type 9 - Asset management | Pre-2003 | 2016-11-01 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (27)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| David Hunter | Rep 4, 9 | 2003-04 | 2014-07 |
| Nitin Dialdas | RO 4, 9 Rep 4, 6, 9 | Pre-2003 | 2014-04 |
| Graham Frank Bibby | RO 4, 5, 6, 9 | Pre-2003 | 2014-04 |
| Manuel Gonzalez Villavecchia | Rep 4, 9 | 2013-02 | 2014-02 |
| Michael Philip Chinnick | Rep 9 | 2012-08 | 2014-02 |
| Samuel Christian Faveur | RO 9 Rep 4, 9 | 2012-09 | 2014-02 |
| Simon Huw Davies | RO 4, 9 Rep 4, 9 | 2005-12 | 2013-11 |
| Idy Yin Fong Chung 鍾燕芳 | Rep 4 | 2011-03 | 2012-05 |
| Chung Yip 葉頌 | Rep 4, 9 | 2011-09 | 2012-02 |
| Ashley Shuk Ching Burley Chan 陳淑貞 | Rep 4, 9 | 2008-08 | 2011-12 |
| Brian Anthony Taylor | Rep 4, 6, 9 | Pre-2003 | 2009-11 |
| Seow Chin Ghan | Rep 4, 6, 9 | Pre-2003 | 2009-09 |
| Alan Michael Dupres | Rep 4, 9 | 2007-04 | 2008-04 |
| Pui Yau Wong 王佩瑤 | RO 4, 9 Rep 4, 9 | 2004-08 | 2007-09 |
| Chak Ming Wong 黃澤銘 | Rep 4, 9 | 2005-10 | 2007-04 |
| Mita Kukreja | Rep 4, 6, 9 | Pre-2003 | 2006-08 |
| Sofeene Ang 洪素芬 | Rep 4, 9 | 2006-01 | 2006-03 |
| Priscilla Yan Yan Chan 陳欣欣 | Rep 4, 9 | 2005-10 | 2006-03 |
| Peter Ernst Obrist | Rep 4, 9 | 2003-12 | 2006-02 |
| Graham Peacock | Rep 4, 5, 9 | 2003-09 | 2005-09 |
| Don Lap Hung Kan 簡立雄 | Rep 4, 9 | 2004-07 | 2005-08 |
| Yi Hua Chen 陳亦驊 | Rep 4, 9 | 2004-10 | 2004-11 |
| Kathryn Louise Stannard | Rep 4, 9 | 2003-04 | 2004-10 |
| Scott Alan Przirembel | Rep 4, 6, 9 | Pre-2003 | 2004-04 |
| Lily Huang 黃王莉 | Rep 4, 5, 9 | 2003-09 | 2004-03 |
| Roshan Kumar Rai 賴羅漢 | Rep 4, 9 | 2003-11 | 2004-03 |
| William Juang 莊錦川 | Rep 4, 9 | 2003-04 | 2003-06 |
Showing 1–27 of 27