Graham Peacock
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Graham Peacock ( ), a licensed former licensee with CE reference AJE456. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Richmond Asset Management Limited | Rep | Type 4 — Advising on securities | 2003-09-26 | 2005-09-07 |
| Richmond Asset Management Limited | Rep | Type 5 — Advising on futures contracts | 2003-09-26 | 2004-10-27 |
| Richmond Asset Management Limited | Rep | Type 9 — Asset management | 2003-09-26 | 2005-09-07 |