Roshan Kumar Rai

賴羅漢
CE No. AJF046 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roshan Kumar Rai (賴羅漢), a licensed former licensee with CE reference AJF046. This person has 0.3 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Richmond Asset Management Limited Rep Type 4 - Advising on securities 2003-11-27 2004-03-22
Richmond Asset Management Limited Rep Type 9 - Asset management 2003-11-27 2004-03-22

Worked alongside

The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Roshan Kumar Rai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Kathryn Louise Stannard Richmond Asset Management Limited 2003–2004
David Hunter Richmond Asset Management Limited 2003–2004
Peter Ernst Obrist Richmond Asset Management Limited 2003–2004
Nitin Dialdas Richmond Asset Management Limited 2003–2004
Seow Chin Ghan Richmond Asset Management Limited 2003–2004
Lily Huang Richmond Asset Management Limited 2003–2004
Mita Kukreja Richmond Asset Management Limited 2003–2004
Scott Alan Przirembel Richmond Asset Management Limited 2003–2004
Graham Peacock Richmond Asset Management Limited 2003–2004
Brian Anthony Taylor Richmond Asset Management Limited 2003–2004
Graham Frank Bibby Richmond Asset Management Limited 2003–2004
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