Nitin Dialdas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nitin Dialdas ( ), a licensed former licensee with CE reference AEU196. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blue Water Capital Management Limited | RO | Type 4 — Advising on securities | 2015-06-19 | 2023-05-31 |
| Blue Water Capital Management Limited | RO | Type 9 — Asset management | 2014-07-25 | 2023-05-31 |
| Richmond Asset Management Limited | RO | Type 9 — Asset management | 2011-10-21 | 2014-04-17 |
| Richmond Asset Management Limited | RO | Type 4 — Advising on securities | 2010-09-21 | 2014-04-17 |
| Richmond Asset Management Limited | Rep | Type 4 — Advising on securities | 2010-08-18 | 2010-09-21 |
| Richmond Asset Management Limited | Rep | Type 9 — Asset management | 2010-08-18 | 2011-10-21 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
RO | Type 4 — Advising on securities | 2009-05-06 | 2010-07-27 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-25 | 2009-05-06 |
| Richmond Asset Management Limited | Rep | Type 4 — Advising on securities | present | 2004-10-11 |
| Richmond Asset Management Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-02-02 |
| Richmond Asset Management Limited | Rep | Type 9 — Asset management | present | 2004-10-11 |