Alan Michael Dupres
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Michael Dupres ( ), a licensed former licensee with CE reference AGQ827. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Richmond Asset Management Limited | Rep | Type 9 — Asset management | 2007-05-25 | 2008-04-29 |
| Richmond Asset Management Limited | Rep | Type 4 — Advising on securities | 2007-04-20 | 2008-04-29 |
| Cambridge Strategy (Asset Management) Asia Limited, The |
Rep | Type 4 — Advising on securities | 2005-10-19 | 2007-01-17 |
| TMT Financial Services Limited |
Rep | Type 4 — Advising on securities | 2004-07-27 | 2005-08-01 |
| TMT Financial Services Limited |
RO | Type 4 — Advising on securities | 2004-01-05 | 2004-07-27 |
| TMT Financial Services Limited |
Rep | Type 4 — Advising on securities | present | 2004-01-05 |