Bank of China Limited

中國銀行股份有限公司
CE No. AAK801 Registered institution Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bank of China Limited (中國銀行股份有限公司), a Hong Kong-based registered institution with CE reference AAK801. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 0 (total recorded over time: 0). Earliest licence on file: 2012-01-04.

Category:
Sell side · Wealth management ?
Registered address:
7/F, Bank of China Tower, 1 Garden Road
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2012-01-04 present
Type 4 - Advising on securities 2012-01-04 present
Type 9 - Asset management 2025-12-29 present
Type 1 - Dealing in securities Pre-2003 2005-01-24
Type 4 - Advising on securities Pre-2003 2005-01-24
Type 6 - Advising on corporate finance 2012-01-04 2022-06-28
Type 6 - Advising on corporate finance Pre-2003 2005-01-24
Type 9 - Asset management Pre-2003 2023-06-05

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (0)

Active on date
Name Activities First licensed To
No staff history on file.

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 - 904 staff - 3 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 890 staff - 3 shared activity types - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 3 shared activity types - 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 - 437 staff - 3 shared activity types - 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 - 411 staff - 3 shared activity types - 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 406 staff - 3 shared activity types - 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 - 319 staff - 3 shared activity types - 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 - 273 staff - 3 shared activity types - 瑞穗證券亞洲有限公司

Related