HSBC Private Trustee (Hong Kong) Limited

CE No. AAH995 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HSBC Private Trustee (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference AAH995. Current licensed staff on file: 0 (total recorded over time: 13).

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 2005-01-05
Type 4 - Advising on securities Pre-2003 2005-01-05
Type 9 - Asset management Pre-2003 2005-01-05

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (13)

Active on date
Name Activities First licensed To
Halina Suk Yee Chui 徐淑儀 Rep 1, 4, 9 2004-04 2005-01
Kristy Lai Kuen Kwong 鄺麗娟 Rep 1, 4, 9 Pre-2003 2005-01
Shing Hing Simon Lo 盧成興 RO 1, 4, 9 Rep 1, 4, 9 Pre-2003 2005-01
Bernard James Rennell RO 1, 4, 9 Rep 1, 4, 9 Pre-2003 2005-01
Richard Anthony William Boutland RO 1, 4, 9 Rep 1, 4, 9 Pre-2003 2004-11
Annie Yuen Mei Lee 李婉媚 Rep 1, 4, 9 Pre-2003 2004-11
Iris Pik Ling Chau 周碧玲 Rep 1, 4, 9 Pre-2003 2004-10
Suk Wai Li 李淑慧 Rep 1, 4, 9 Pre-2003 2004-09
Yat Chiu Man 文日昭 Rep 1, 4, 9 Pre-2003 2004-09
Anson Gong Wah Wong 黃江華 Rep 1, 4, 9 2004-05 2004-09
Lai Yee Chan Rep 1, 4, 9 Pre-2003 2004-07
Peter Kim Keiser Rep 1, 4, 9 Pre-2003 2004-06
Caroline Wai Kwan Mo 毛慧君 Rep 1, 4, 9 Pre-2003 2003-05
Showing 1–13 of 13

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